Beyond the Western Frontier Syllabus
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Hist 255: Beyond the Western Frontier:  American
Interests in China, 1800-2000
Spring 2003

Dr. Daniel Meissner
Coughlin Hall 324  (288-3552)
daniel.meissner@marquette.edu
Office Hours: MWF  9:00-10:00 (or by appt.)

Course Goals:
     To develop a more comprehensive understanding of American foreign policy toward China
     To examine the role of divergent interest groups in the development of foreign initiatives, programs and policies
     To develop a solid understanding of the historiography of Sino-American foreign relations
     To enhance analytical abilities through discussion of multifaceted and sometimes conflicting scholarship on American interests in China
     To broaden perspectives through examination of complex issues affected by dynamic international realities

Readings:
Students can directly access the assigned readings by clicking the titles listed in the Weekly Readings provided below.

Papers:
Students are required to write 3 analytical papers (approximately 7-10 typed pages each) based on assigned texts.

Weekly Reports:
Students are required to lead the discussion of one assigned text each week, or of a reading related to the time period being discussed that week.

Readings:
Students must read all the assigned texts for the week and be prepared to discuss the major points and themes, central argument, conclusion, and strengths and weaknesses of these readings.

Attendance:
Regular attendance is required and active participation in class discussions is expected.

Grading:
   Participation  25%
   Weekly Reports 35%
   Analytical Papers 40%

Expectations:
Students are expected to stay current in their readings, complete projects on time, participate in discussions, and abide by Marquette University's academic rules and regulations.

Special Accommodations:
Students who need special accommodations in order to meet any of the requirements of this course should speak to the instructor at the beginning of the semester.


Weekly Readings for Beyond the Western Frontier:
American Interests in China, 1800-2000

Week 1

Course introduction: goals, expectations and requirements; Historical overview of modern Chinese history
 
 

Weeks 2-4: 1800-1825
Diplomacy

Earl H. Pritchard.  "The Kotow in the Macartney Embassy to China in 1793." The Far Eastern Quarterly, Vol. 2, No. 2. (Feb., 1943), pp. 163-203.

William Woodville Rockhill.  "Diplomatic Missions to the Court of China: The Kotow Question II."  The American Historical Review, Vol. 2, No. 4. (Jul., 1897), pp. 627-643.

Government Policy

Richard W. Van Alstyne.  "The Significance of the Mississippi Valley in American Diplomatic History, 1686-1890."  The Mississippi Valley Historical Review, Vol. 36, No. 2. (Sep., 1949), pp. 215-238.

Albert Bushnell Hart.  "The Monroe Doctrine and the Doctrine of Permanent Interest."  The American Historical Review, Vol. 7, No. 1. (Oct., 1901), pp. 77-91.

Robert D. Armstrong. "Should the Monroe Policy be Modified or Abandoned?" American Journal of International Law, Vol. 10, No. 1. (Jan., 1916), pp. 77-103.

Walter LaFeber.  "The World and the United States."  The American Historical Review, Vol. 100, No. 4. (Oct., 1995), pp. 1015-1033.

Military

Peter J. Kastor.  "Toward ‘the Maritime War Only': The Question of Naval Mobilization, 1811- 1812." The Journal of Military History, Vol. 61, No. 3. (Jul., 1997), pp. 455-480.

Peter Karsten. "The Nature of "Influence": Roosevelt, Mahan and the Concept of Sea Power." American Quarterly, Vol. 23, No. 4. (Oct., 1971), pp. 585-600.

Missionaries

Ainslie T. Embree. "Presidential Address: The Tradition of Mission--Asian Studies in the United States, 1783 and 1983."  Journal of Asian Studies, Vol. 43, No. 1. (Nov., 1983), pp. 11-19.

Trade

J. K. Fairbank.  "Tributary Trade and China's Relations with the West." The Far Eastern Quarterly, Vol. 1, No. 2. (Feb., 1942), pp. 129-149.

Anna Youngman.  "The Fortune of John Jacob Astor."  The Journal of Political Economy, Vol. 16, No. 6. (Jun., 1908), pp. 345-368.

John H. Reinoehl.  "Some Remarks on the American Trade: Jacob Crowninshield to James Madison 1806" (in Notes and Documents).  William and Mary Quarterly, 3rd Ser., Vol. 16, No. 1. (Jan., 1959), pp. 83-118.
 
 

Week 5: 1825-1850
Diplomacy

William J. Donahue.  "The Caleb Cushing Mission."  Modern Asian Studies, Vol. 16, No. 2.  (1982), pp. 193-216.

Government Policy

Paul David Nelson.  "James Fenimore Cooper's Maritime Nationalism, 1820-1850."  Military Affairs, Vol. 41, No. 3. (Oct., 1977), pp. 129-132.

Walter Lafeber.  "The "Lion in the Path": The U. S. Emergence as a World Power."  Political Science Quarterly, Vol. 101, No. 5, (Reflections on Providing for "The Common Defense.") (1986), pp. 705-718.

Earl H. Prichard.  "The Origins of the Most-Favored-Nation and the Open Door Policies in China." The Far Eastern Quarterly, Vol. 1, No. 2. (Feb., 1942), pp. 161-172.

Military

Geoffrey Sutton Smith.  "The Navy Before Darwinism: Science, Exploration, and Diplomacy in Antebellum America."  American Quarterly, Vol. 28, No. 1. (Spring, 1976), pp. 41-55.

Missionaries

Henry William Rankin.  "Political Values of the American Missionary."  American Journal of Sociology, Vol. 13, No. 2. (Sep., 1907), pp. 145-182.

Trade

Holden Furber. "The Beginnings of American Trade with India, 1784-1812."  The New England Quarterly, Vol. 11, No. 2. (Jun., 1938), pp. 235-265.

Daniel R. Headrick. "The Tools of Imperialism: Technology and the Expansion of European Colonial Empires in the Nineteenth Century."  The Journal of Modern History, Vol. 51, No. 2, Technology and War. (Jun., 1979), pp. 231-263.
 
 

Weeks 6-7: 1850-1875
Diplomacy

Knight Biggerstaff.  "The Secret Correspondence of 1867-1868: Views of Leading Chinese Statesmen Regarding the Further Opening of China to Western Influence." The Journal of Modern History, Vol. 22, No. 2. (Jun., 1950), pp. 122-136.

Chester A. Bain.  "Commodore Matthew Perry, Humphrey Marshall, and the Taiping Rebellion." The Far Eastern Quarterly, Vol. 10, No. 3. (May, 1951), pp. 258-270.

Charles Oscar Paullin.  "The Opening of Korea by Commodore Shufeldt."  Political Science Quarterly, Vol. 25, No. 3. (Sep., 1910), pp. 470-499.

Huang Yen-yu.  "Viceroy Yeh Ming-ch'en and The Canton Episode (1856-1861): 2. On Grand Secretary Yeh of Han-yang in Relation to The Episode of Canton."  Harvard Journal of Asiatic Studies, Vol. 6, No. 1. (Mar., 1941), pp. 45-91.

Government Policy

Charles Vevier. "American Continentalism: An Idea of Expansion, 1845-1910" (in Notes and Suggestions). The American Historical Review, Vol. 65, No. 2. (Jan., 1960), pp. 323-335.

Tyler Dennett.  "Seward's Far Eastern Policy."  The American Historical Review, Vol. 28, No. 1. (Oct., 1922), pp. 45-62.

Military

Boleslaw Szczesniak.  "Letters of Homer Crane Blake Concerning His Naval Expedition to China, Japan and Korea: 1869-1872."  Monumenta Nipponica, Vol. 13, No. 1/2. (Apr. - Jul., 1957), pp. 1-38.

Missionaries

John B. Littell. "Missionaries and Politics in China--The Taiping Rebellion."  Political Science Quarterly, Vol. 43, No. 4. (Dec., 1928), pp. 566-599.

Yuan Chung Teng.  "Reverend Issachar Jacox Roberts and the Taiping Rebellion."  Journal of Asian Studies, Vol. 23, No. 1. (Nov., 1963), pp. 55-67.

S. Wells Williams.  "China: The Country and People."  Journal of the American Geographical Society of New York, Vol. 8. (1876), pp. 269-284.

Trade

Gerald S. Graham.  "The Ascendancy of the Sailing Ship 1850-85."  The Economic History Review, New Series, Vol. 9, No. 1. (1956), pp. 74-88.

Daniel J. Meissner.  "Bridging the Pacific: California and the China Flour Trade" California History. 76.4 (Winter 1997/98): 82-93.

Daniel J. Meissner.  "Imports and Industrialization:  China's ‘War' Against American Flour Imports, 1895-1910."  Twentieth Century China (forthcoming).
 
 

Weeks 8-10: 1875-1900
Diplomacy

Paul A. Varg.  "William Woodville Rockhill and the Open Door Notes" (in Notes).  The Journal of Modern History, Vol. 24, No. 4. (Dec., 1952), pp. 375-380.

Wm. A. Dunning. "Record of Political Events, 1892."  Political Science Quarterly, Vol. 7, No. 2. (Jun., 1892), pp. 367-396.

Munroe Smith.  "Record of Political Events, 1899."  Political Science Quarterly, Vol. 14, No. 2. (Jun., 1899), pp. 357-388.

Government Policy

A. E. Campbell.  "Great Britain and the United States in the Far East, 1895-1903."  The Historical Journal, Vol. 1, No. 2. (1958), pp. 154-175.

David A. Lake. "International Economic Structures and American Foreign Economic Policy, 1887-1934." World Politics, Vol. 35, No. 4. (Jul., 1983), pp. 517-543.

 Stephen Cooney.  "Political Demand Channels in the Processes of American and British Imperial Expansion, 1870-1913."  World Politics, Vol. 27, No. 2. (Jan., 1975), pp. 227-255.

Hugh B. Hammett.  "The Cleveland Administration and Anglo-American Naval Friction in Hawaii, 1893-1894." Military Affairs, Vol. 40, No. 1. (Feb., 1976), pp. 27-32.

Military

Robert Seager II.  "Ten Years Before Mahan: The Unofficial Case for the New Navy, 1880-1890." The Mississippi Valley Historical Review, Vol. 40, No. 3. (Dec., 1953), pp. 491-512.

Peter Karsten. "The Nature of "Influence": Roosevelt, Mahan and the Concept of Sea Power." American Quarterly, Vol. 23, No. 4. (Oct., 1971), pp. 585-600.

Walter LaFeber. "A Note on the "Mercantilistic Imperialism" of Alfred Thayer Mahan."  The Mississippi Valley Historical Review, Vol. 48, No. 4. (Mar., 1962), pp. 674-685.

Missionaries

George E. Paulsen.  "The Szechwan Riots of 1895 and American ‘Missionary Diplomacy.'" Journal of Asian Studies, Vol. 28, No. 2. (Feb., 1969), pp. 285-298.

Kwang-Ching Liu.  "Early Christian Colleges in China" (in Notes).  Journal of Asian Studies, Vol. 20, No. 1. (Nov., 1960), pp. 71-78.

W. A. P. Martin. "The Siege in Peking: Its Causes and Consequences."  Bulletin of the American Geographical Society, Vol. 33, No. 1. (1901), pp. 19-30.

Trade

Paul A. Varg.  "The Myth of the China Market, 1890-1914."  The American Historical Review, Vol. 73, No. 3. (Feb., 1968), pp. 742-758.

Julius W. Pratt.  "American Business and the Spanish-American War."  The Hispanic American Historical Review, Vol. 14, No. 2. (May, 1934), pp. 163-201.
 
 

Weeks 11-12: 1900-1925
Diplomacy

Woodbridge Bingham.  "American Responsibility in China."  Far Eastern Survey, Vol. 18, No. 3. (Feb. 9, 1949), pp. 28-31.

J. B. Condliffe.  "The Economic and Social Movements Underlying Antagonisms in the Pacific." Journal of the Royal Institute of International Affairs, Vol. 9, No. 4. (Jul., 1930), pp. 519-530.

Benj. H. Williams.  "The Protection of American Citizens in China: Cases of Lawlessness." American Journal of International Law, Vol. 17, No. 3. (Jul., 1923), pp. 489-503.

Benj. H. Williams.  "The Protection of American Citizens in China: Extraterritoriality." American Journal of International Law, Vol. 16, No. 1. (Jan., 1922), pp. 43-58.

Government Policy

Charles D. Tarlton.  "The Styles of American International Thought: Mahan, Bryan, and Lippmann." World Politics, Vol. 17, No. 4. (Jul., 1965), pp. 584-614.

Seward W. Livermore.  "The American Navy as a Factor in World Politics, 1903-1913."  The American Historical Review, Vol. 63, No. 4. (Jul., 1958), pp. 863-879.

Albert Bushnell Hart.  "Pacific and Asiatic Doctrines Akin to the Monroe Doctrine."  American Journal of International Law, Vol. 9, No. 4. (Oct., 1915), pp. 802-817.

William E. Dodd. "Wilsonism." Political Science Quarterly, Vol. 38, No. 1. (Mar., 1923), pp. 115-132.

The following three articles constitute one set:
James A. Field, Jr.  "American Imperialism: The Worst Chapter in Almost Any Book" (in AHR Forum). The American Historical Review, Vol. 83, No. 3. (Jun., 1978), pp. 644-668.

Walter Lafeber; Robert L. Beisner.  [American Imperialism: The Worst Chapter in Almost Any Book]: Comments (in AHR Forum).  The American Historical Review, Vol. 83, No. 3. (Jun., 1978), pp. 669-678.

James A. Field, Jr.  [American Imperialism: The Worst Chapter in Almost Any Book]: Reply (in AHR Forum). The American Historical Review, Vol. 83, No. 3. (Jun., 1978), pp. 679-683.

Military

A. Whitney Griswold.  "The Influence of History Upon Sea Power: A Comment on American Naval Policy." The Journal of the American Military Institute, Vol. 4, No. 1. (Spring, 1940), pp. 1-7.

Catherine Porter.  "The Philippines as an American Investment."  Far Eastern Survey, Vol. 9, No. 19. (Sep. 25, 1940), pp. 219-225.

Missionaries

George F. Seward.  "The Government of the United States and American Foreign Missionaries." American Journal of International Law, Vol. 6, No. 1. (Jan., 1912), pp. 70-85.

Jerry Israel.  "'For God, for China and for Yale'--The Open Door in Action."  The American Historical Review, Vol. 75, No. 3. (Feb., 1970), pp. 796-807.

Tatsuro Yamamoto; Sumiko Yamamoto.  "The Anti-Christian Movement in China, 1922-1927" (in Religion and Modernization in the Far East: A Symposium).  The Far Eastern Quarterly, Vol. 12, No. 2. (Feb., 1953), pp. 133-147.

Nicholas Thomas.  "Colonial Conversions: Difference, Hierarchy, and History in Early Twentieth-Century Evangelical Propaganda (in Colonial Conversions)."  Comparative Studies in Society and History, Vol. 34, No. 2. (Apr., 1992), pp. 366-389.

Trade

Harry N. Scheiber.  "World War I as Entrepreneurial Opportunity: Willard Straight and the American International Corporation."  Political Science Quarterly, Vol. 84, No. 3. (Sep., 1969), pp. 486-511.

Stanley Lebergott. "The Returns to U.S. Imperialism, 1890-1929."  The Journal of Economic History, Vol. 40, No. 2. (Jun., 1980), pp. 229-252.
 
 

Weeks 13-14: 1925-1950
Diplomacy

Woodbridge Bingham.  "American Responsibility in China."  Far Eastern Survey, Vol. 18, No. 3. (Feb. 9, 1949), pp. 28-31.

Government Policy

X (George F. Kennan).  “The Sources of Soviet Conduct.” Foreign Affairs, July 1947.

Quincy Wright.  "An American View of Far Eastern Problems."  International Affairs (Royal Institute of International Affairs 1931-1939), Vol. 14, No. 1. (Jan. - Feb., 1935), pp. 69-88.

Yasaka Takaki.  "World Peace Machinery and the Asia Monroe Doctrine."  Pacific Affairs, Vol. 5, No. 11. (Nov., 1932), pp. 941-953.

Military

Lawrence Pratt.  "The Anglo-American Naval Conversations on the Far East of January 1938." International Affairs (Royal Institute of International Affairs 1944-), Vol. 47, No. 4. (Oct., 1971), pp. 745-763.

Michael Schaller.  "American Air Strategy in China, 1939-1941: The Origins of Clandestine Air Warfare." American Quarterly, Vol. 28, No. 1. (Spring, 1976), pp. 3-19.

William W. Lockwood.  "The GI in Wartime China."  Far Eastern Survey, Vol. 16, No. 1. (Jan. 15, 1947), pp. 9-11.

Missionaries

J. W. Decker.  "Christian Movement in China."  Far Eastern Survey, Vol. 15, No. 4. (Feb. 27, 1946), pp. 57-61.

Trade

Miriam S. Farley.  "America's Stake in the Far East. I: Trade."  Far Eastern Survey, Vol. 5, No. 16. (Jul. 29, 1936), pp. 161-170.

William Brandt.  "The United States, China, and the World Market."  Pacific Affairs, Vol. 13, No. 3. (Sep., 1940), pp. 279-319.
 
 

Weeks 15-16 (4/28): 1950-
Diplomacy

Yu-ming Shaw.  "John Leighton Stuart and U. S.-Chinese Communist Rapprochement in 1949: Was There Another ‘Lost Chance in China'?China Quarterly, No. 89. (Mar., 1982), pp. 74-96.

David M. Lampton.  "China and Clinton's America: Have They Learned Anything?Asian Survey, Vol. 37, No. 12. (Dec., 1997), pp. 1099-1118.

Government Policy

Nathaniel Peffer.  "China in Reappraisal: Menace to American Security?Political Science Quarterly, Vol. 71, No. 4. (Dec., 1956), pp. 481-515.

Robert S. Ross.  "From Lin Biao to Deng Xiaoping: Elite Instability and China's U. S. Policy." China Quarterly, No. 118. (Jun., 1989), pp. 265-299.

Richard W. Van Alstyne.  "Myth versus Reality in the Far Eastern Policies of the United States." International Affairs (Royal Institute of International Affairs 1944-), Vol. 32, No. 3. (Jul., 1956), pp. 287-297.

Gerald Segal.  "East Asia and the 'Constrainment' of China.International Security, Vol. 20, No. 4. (Spring, 1996), pp. 107-135.

Robert S. Ross.  "China Learns to Compromise: Change in U. S.--China Relations, 1982-1984." China Quarterly, No. 128. (Dec., 1991), pp. 742-773.

Melvyn P. Leffler.  "The American Conception of National Security and the Beginnings of the Cold War, 1945-48" (in AHR Forum).  The American Historical Review, Vol. 89, No. 2. (Apr., 1984), pp. 346-381.

Military

James M. Merrill.  "Successors of Mahan: A Survey of Writings on American Naval History, 1914-1960." The Mississippi Valley Historical Review, Vol. 50, No. 1. (Jun., 1963), pp. 79-99.

Clark G. Reynolds. "American Strategic History and Doctrines: A Reconsideration."  Military Affairs, Vol. 39, No. 4. (Dec., 1975), pp. 181-191.

Missionaries

Creighton Lacy.  "The Missionary Exodus from China."  Pacific Affairs, Vol. 28, No. 4. (Dec., 1955), pp. 301-314.

Trade

Alexander Eckstein; Bruce Reynolds.  "Sino-American Trade Prospects and Policy" (in Trends, Prospects and Policies for East-West Trade).  The American Economic Review, Vol. 64, No. 2, Papers and Proceedings of the Eighty-sixth  Annual Meeting of the American Economic Association. (May, 1974), pp. 294-299.

Yangmin Wang.  "The Politics of U.S.-China Economic Relations: MFN, Constructive Engagement, and the Trade Issue Proper."  Asian Survey, Vol. 33, No. 5. (May, 1993), pp. 441-462.